As a Compliance Risk & Controls Manager, Unsecured Line at Upstart, you are driving the development and implementation of robust compliance programs that mitigate risk and ensure adherence to regulatory requirements. This critical role entails collaborating with cross-functional teams, including product engineering, to identify, assess, and prioritize compliance risks associated with unsecured lines of credit. By joining Upstart, you are contributing to the company's mission to expand access to affordable credit while maintaining the highest standards of compliance and risk management. With the potential to impact millions of consumers and small businesses, this position offers unparalleled growth and advancement opportunities, as well as the chance to shape the future of the fintech industry.

Your day-to-day activities involve managing and mitigating compliance risks, conducting research, and analyzing regulatory requirements to inform compliance programs. Key responsibilities include:

• Developing and implementing compliance controls and risk management frameworks to ensure adherence to regulatory requirements


• Collaborating with product engineering teams to identify and mitigate compliance risks associated with new product developments


• Conducting regular audits and risk assessments to identify areas for improvement


• Developing and maintaining compliance reports and dashboards to track key metrics and performance indicators


• Providing training and guidance to employees on compliance policies and procedures


• Managing and maintaining compliance tools, such as Jira, to track and prioritize compliance issues


• Staying up-to-date with industry trends and regulatory changes to ensure the company remains compliant and competitive. You will be working closely with the governance team to ensure that all compliance programs are aligned with company policies and procedures, and that all regulatory requirements are met. Your technical skills, including proficiency in Jira, combined with your expertise in research, analysis, and problem-solving, make you an ideal candidate for this role.

By joining Upstart as a Compliance Risk & Controls Manager, Unsecured Line, you are becoming part of a dynamic and innovative company that is revolutionizing the fintech industry. With a strong focus on company culture and values alignment, Upstart offers a unique and supportive work environment